Trailight delivered a customised IAR solution for to enable MarketAxess’s three regulated entities in the UK to framework and streamline their SM&CR processes. We also integrateda comprehensive data template into the system to set the right foundation for their organisation.
“We ended up with a streamlined solution to support us to deliver against SM&CR with confidence. With everything in one place, we have complete oversight of compliance.” Geoff Lam, Senior Compliance Officer.
We have developed a global registration and licensing solution, alongside meeting the ongoing accountability requirements driven by local regulators
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The new standard in financial-services compliance starts here.
Trailight has joined Comply. Together, we’re expanding globally, strengthening our expertise, and shaping the standard for regulatory compliance in financial services.